The vital role of transcendental truth in science
Bruce G. Charlton; University of Buckingham, UK
Medical Hypotheses. Volume 72, Issue 4, April 2009, Pages 373-376
***
Summary
I have come to believe that science depends for its long-term success on an explicit and pervasive pursuit of the ideal of transcendental truth. ‘Transcendental’ implies that a value is ideal and ultimate – it is aimed-at but can only imperfectly be known, achieved or measured. So, transcendental truth is located outside of science; beyond scientific methods, processes and peer consensus. Although the ultimate scientific authority of a transcendental value of truth was a view held almost universally by the greatest scientists throughout recorded history, modern science has all-but banished references to truth from professional scientific discourse – these being regarded as wishful, mystical and embarrassing at best, and hypocritical or manipulative at worst. With truth excluded, the highest remaining evaluation mechanism is ‘professional consensus’ or peer review – beyond which there is no higher court of appeal. Yet in Human accomplishment, Murray argues that cultures which foster great achievement need transcendental values (truth, beauty and virtue) to be a live presence in the culture; such that great artists and thinkers compete to come closer to the ideal. So a scientific system including truth as a live presence apparently performs better than a system which excludes truth. Transcendental truth therefore seems to be real in the pragmatic sense that it makes a difference. To restore the primacy of truth to science a necessary step would be to ensure that only truth-seekers were recruited to the key scientific positions, and to exclude from leadership those who are untruthful or exhibit insufficient devotion to the pursuit of truth. In sum, to remain anchored in its proper role, science should through ‘truth talk’ frequently be referencing normal professional practice to transcendental truth values. Ultimately, science should be conducted at every level, from top to bottom, on the basis of what Bronowski termed the ’habit of truth’. Such a situation currently seems remote and fanciful. But within living memory, routine truthfulness and truth-seeking were simply facts of scientific life – taken for granted among real scientists.
***
Introduction
I have come to believe that science depends for its long-term success on an explicit and pervasive pursuit of the ideal of transcendental truth.
‘Transcendental’ implies that a value is ideal and ultimate – it is aimed-at but can be known, achieved or measured only imperfectly. So, transcendental truth is located outside of science; beyond scientific methods, processes and peer consensus.
Transcendental truth is not, therefore, evaluated by science; but is instead the proper aim of science. Especially truth is the proper aim of scientists as individuals. In other words, science should be a social system dominated by scientists who are dedicated truth-seekers: who practice ’the habit of truth’ and whose practice of science includes ‘truth talk’ that references current actuality to ideal aspirations.
(Henceforth in this essay, the word ‘truth’ should always be understood to refer to ‘transcendental truth’.)
An experiment in excluding truth from scientific discourse
Although the ultimate scientific authority of a transcendental value of truth was a view almost universally held by the greatest scientists throughout recorded history, and was a frequent topic of discourse among scientists and in the literature until the mid-20th century; modern science has pretty much dispensed with the idea of truth. References to truth in an ultimate sense have by now been all-but banished from professional scientific literature and discourse; being regarded by a younger generation of hard-nosed and technically-orientated researchers as wishful, mystical and embarrassing at best – and hypocritical or manipulative at worst. Instead, all disputes are constrained to operate within an evaluation system of proximate methodology and peer approved standard practice.
Such exclusion of references to truth from scientific discourse could be regarded as an experiment which has been gathering support for about 50 years – although the overlapping of scientific generations meant that senior scientists continued to discuss truth in a transcendental fashion at least into the 1980s, and a handful still continue. The experiment in exclusion of truth talk was driven (presumably) by the desire for greater efficiency – on the belief that transcendental values are nonsense, and serve no function except to waste time and energy, to confuse and mislead. The assumption was that science could more-efficiently be done using just internal evaluations.
This profound shift within science is described most tellingly in Real Science by the late John Ziman [1] – a British physicist of great distinction as well as a philosopher and sociologist of science. He termed the transformation a change from ‘academic science’ to ‘post-academic science’. Post-academic discourse is framed such that questions of truth have lost their meaning.
When truth was excluded, what replaced it? The answer is that without truth ‘professional consensus’ is left as the highest remaining evaluation mechanism. Peer review is now the ultimate validation procedure beyond which there is no higher court of appeal. Yet in science up to the last quarter of the twentieth century, peer review had a modest and inessential role [2] and [3]. Furthermore, peer review is not distinctive to science; but is a characteristic of all academic disciplines. In so far as peer review is the highest court of appeal in science, then science has been replaced with generic administrative procedure. In sum, peer review is neither necessary nor sufficient as a definition of science; and domination by peer review marks the disappearance of ’real science’ and the inclusion of its activities within the system of large, complex trans-national bureaucracies.
The lack of any anchor of practice to transcendental truth has rendered many areas of modern science a kind of ‘glass bead game’ [4], disciplines that are free-spinning cogs with little or no explanatory, predictive or manipulative connection with the natural world. By its ultimate reliance on professional evaluations (various different versions of peer review applied to research funding, publication, prizes, promotions, etc. [5]) some branches of modern science have become structurally indistinguishable from academic literary criticism: arcane, rigorous, sometimes brilliant – but ultimately a fashion-driven pastime of ringing variations for the sake of career advancement.
This experiment in trying to do science without reference to transcendental truth has – I believe – failed, as evidenced by several linked phenomena including the decline of scientific genius [6] and [7], impaired efficiency in science (i.e. escalating input of resources with declining or static substantive scientific production) [8], and a pathological dependence upon social consensus as the ultimate arbiter of reality [5] and [9].
Charles Murray’s Human accomplishment
In his magisterial book Human accomplishment [6], Murray suggests that the highest level of genius is attained more frequently in societies which explicitly and pervasively incorporate concepts of the transcendental values of ‘the good’ ‘the true’ and ‘the beautiful’; or virtue, truth and beauty:
“…A culture that fosters great accomplishment needs a coherent sense of the transcendental goods. Coherent sense means that the goods are a live presence in the culture, and that great artists and thinkers compete to come closer to the ideal that captivates them.”
Murray used bibliometric methods to evaluate the importance of individuals in the sciences, arts, music, philosophy and literature from the earliest recorded times up to 1950. In essence, he created a representative sample of standard authoritative historical texts of different types, and used a variety of methods for measuring the relative attention devoted to different individuals or the numbers of their achievements. When these measures were totalled and ranked, Murray discovered (or confirmed) the relative importance of specific individuals.
So that, for example, Beethoven and Mozart were given most attention in texts of the Western Classical Music Tradition; in Literature it was Shakespeare; in Western Philosophy – Aristotle; in Western Art – Michelangelo. To turn to the sciences: in Chemistry number one was Lavoisier; in Physics – jointly Newton and Einstein, in Mathematics – Euler; in Biology the top 10 are Darwin, followed by Aristotle, Lamarck, Cuvier, Morgan, Linnaeus, Harvey, Schwann, Hales and Swammerdam; in Medicine the top ten are Pasteur, Hippocrates, Koch, Galen, Paracelsus, Paul Erlich, Laennec, McCollum, Fleming and Pare.
Murray also performed quantitative analyses across historical periods and between countries and tested several putative explanatory variables (mainly using multiple regression statistical methods) to try and understand why the highest levels of individual human accomplishment are often clustered spatio-temporally – e.g. Classical Greece and Renaissance Italy.
Murray’s suggestion when applied to science is that a system of science which fosters a significant rate of great accomplishment by individuals (i.e. genius at an above-random or more-than-sporadic incidence of occurrence) needs to incorporate the concept of transcendental truth as a ‘live presence’ in its functional discourse [6].
Transcendental truth therefore seems to be real in the pragmatic sense that it makes a difference. The difference is systemic: one scientific system out-performing another [10] according to scientific criteria. A scientific system including truth as a ‘live presence’ seems to perform measurably better than a system which excludes truth – at least it performs better in terms of generating geniuses attaining the highest level of accomplishment.
But transcendental truth cannot be proven to exist in any direct way since it is neither detectable nor measurable – it is an ideal. Truth cannot be extracted, isolated, cloned or photographed. Truth is not a ‘fact’ within a discipline. Any real world measure of truth is approximate, incomplete and subject to distortion. So proximate ‘performance’ measures such as positions, prizes and awards, publications, citations, or amount of research funding are not the same as truth, and need to be distinguished from truth. Therefore – although real – truth is not scientifically demonstrable.
It is, in a sense, obvious that science must aim at something outside science; because if science was guided only by values from within science, then science would simply revert to an axiomatic or circular activity in which science validated science – so that false or useless science would be indistinguishable from true or useful science so long as it did not contradict its own internal rules.
Ultimately the value of science is measured in terms of its performance as judged from outside science, using non-scientific criteria. Science as a whole is evaluated on a criterion of truth, since what the rest of human life wants from science is reliable knowledge [11].
The habit of truth or a habit of hype?
Truth-seeking science is a product of the domination of the social system of science by intrinsically truthful scientists – and such a system will also evolve social mechanisms for the enforcement of truthfulness. One example of a practice of science that embodies truth-seeking is that which Bronowski termed the habit of truth [12].
Bronowski argues that for science to be truthful as a whole it is not sufficient to aim at truth as an ultimate outcome, scientists must also be habitually truthful in the ‘minute particulars’ of their scientific lives. The end does not justify the means, instead the means are indivisible from the end: scientific work is ‘of a piece, in the large and in detail; so that if we silence one scruple about our means, we infect ourselves and our ends together’ [12].
I believe that Bronowski’s understanding of truth is a profound insight. However, it can readily be observed that at all levels of modern science, but especially among the scientific leadership, quite the opposite to a habit of truth applies: scientists practice a ‘habit of hype’.
Routine modern scientific discourse, especially at the highest levels, is often as dishonest as it can get-away-with [13]. It is not merely that people are failing to aim-at truthfulness, which would be bad enough; scientists are too often aiming at the maximum amount of self-serving falsehood that is compatible with a fear of being denounced by those powerful enough to harm them. And when such denunciation is unlikely – i.e. when self-serving falsehood is compatible with the needs of established power – then the level of dishonesty among modern scientific leaders can be very great indeed.
The habit of hype is inculcated by the fact that scientific self-promotion has become a daily, even hourly, requirement for optimizing career-survival and success [1]. That social reality is itself a consequence of the experiment in excluding truth from science, since hype is unlikely to be confronted with truth talk. And for a successful modern scientist, there is a pervasive need for competitive self-justification to promote demands, activities and achievements – expressed in papers, grant and fellowship proposals, requests for space and personnel, actions to attract and retain staff and leaders, engagement in media activities… the list is endless, the task continuous, and the consequence is that scientists receive a thorough training in marketing their research to any and all powerful stakeholders, until the activity becomes habitual.
Some scientists have so deeply ingrained a habit of hype that they never switch-it-off – even in private and off the record. Others have developed a dualistic cynicism whereby their public face is denied and mocked by their private opinions [14]. So that world famous scientists may privately and off the record acknowledge the triviality or falsity of work for which they are honoured and rewarded; work which they will advertise and hype to the skies when they appear in the public domain.
Dishonesty among powerful scientists is not necessarily selfish – often enough hype is done for the benefit of the research team, members of whom are dependent on the ability of their leader to ‘spin’ the team’s research in a highly competitive marketplace of science. And anyway, in the environment of modern science, a one-off individual scientist who behaved with scrupulous honesty would nevertheless usually be assumed to be engaged in hype like everyone else; and would see the magnitude of their achievement discounted on this assumption.
But whatever the motivations, whether good or bad, selfish or altruistic, the pervasive abandonment of the scientific imperative for truth-telling has debased the currency of communication and eroded the integrity of modern science in the same way that monetary hyper-inflation damages the economy [13].
Is truth true, or just a convenient fiction?
It seems that transcendental truth is needed in science for many reasons.
One reason relates to the motivation for individual scientists to aim as high as their abilities allow. Only when science is truth-seeking can its practice mobilize the most profound dedication from its practitioners – a level of motivation far greater than that elicited by peer-approval-seeking science, or science done from a sense of duty [6]. Another reason for valuing truth is the need for science as a social system to tolerate (and if possible actively support) individuals who seek truth – even when this generates greater risk and a short term reduction in performance. Likewise to tolerate also the fact that the most brilliant and creative scientists will often have unworldly, erratic or abrasive personalities [15]. In other words, only the living presence of truth may provide a higher context for decision-making in which considerations of social expediency can potentially be transcended.
A third factor is that without transcendental truth the professional practice of science will drift away from its proper end and become something else. I believe that this has already happened – especially in medical science, which is the dominant world science – and the results are perceived by observers outside of science [8]. Yet the situation of ineffective, inefficient and misguided science is tolerated due to the apparent lack of viable alternatives. It is in order to generate alternatives that a greater understanding of the role of truth in science is needed.
But despite these advantages, the ‘big question’ for any modern scientist is whether transcendental truth really is ‘true’ or is merely a convenient fiction.
By ‘convenient fiction’ I mean the idea that even if it could convincingly be argued that scientists work better when they believe in transcendental truth; such ’truth’ is actually no more than a delusion, albeit a useful delusion. The convenient fiction argument is that in reality there is no such thing as truth but it is a good thing for science and for society when scientists act as if truth is real.
Early scientists generally assumed that the truth was a property of the universe created by a God, communicated in outline to humans by divine revelation, understood by God-given reason, and applied to the study of Nature by God-given human ingenuity. They believed in both God and truth. Later scientists were atheists about God and realists about truth. For example Albert Einstein had an abstract, pantheistic view of the universe and a belief in the fortunate (but not God-given) rational and intuitive ability of humans to understand the nature of reality. Another generation or two onwards, and most of the best scientists were atheists about God and also did not believe in the reality of truth. They disbelieved in both God and truth, nonetheless the best scientists behaved as if they did regard truth as real. For example Richard Feynman was not religious and did not believe in transcendental truth but anyway lived and worked by a strict ethic of truthfulness and truth-seeking. Modern scientists have abandoned all this as so much useless baggage. They are atheists about God, relativists about truth, and careerists in their behaviour: they neither believe, nor behave as if they believe in transcendental truth.
How a scientist behaves is clearly more important than his or her belief system. But – viewed through the ’retrospectoscope’ – I am not convinced of the coherence or long-term sustainability of Feynman’s views – nor even Einstein’s. The problem is that while the overall performance of science can serve as an empirical justification for the necessity of truth-seeking, if the truthfulness of science is a product of individual truthfulness of a multitude of scientists in the minute particulars of their everyday practice, then a goal of enhancing the overall performance of science seems too remote and weak an incentive to enforce a personal ethic of truth-seeking. A more proximate and powerful reason for truthfulness may be required if the endemic corruptions of parasitic selfish expediency are to be avoided.
So, in retrospect, Einstein and Feynman’s attitudes both look like steps along the path which has led to the modern exclusion of truth from science. I suspect that for science to function over the long term might entail a basis of faith in ‘scientific revelation’ – specifically the revelations of transcendental truth transmitted by the great scientists of the past, upon whom modern scientists rely for a basic understanding of the reality of truth. For those who are both dedicated and fortunate, this basic understanding of the nature of truth may be validated and supplemented by the experience of personal revelations of truth.
In a nutshell, it seems that there are several ways to live by transcendental truth – ranging from formal theology to the assumption that an apprehension of truth and the validity of rationality were hit upon by chance, but amplified by natural selection mechanisms because they led to better results than the available alternatives. Some belief systems relating to truth may be more stable and coherent than others, but for scientists the crucial matter is that each should work according to an ethic of transcendental truth.
Recruiting only truth-seekers and truth tellers, encouraging truth-talk
Even when they regard it as desirable that science be truth-guided, modern scientists may find it puzzling to understand how truth could be operationalized in scientific practice; despite the fact that truth actually was operationalized in science until a couple of generations ago.
Essentially, what is needed is that the social system of science should be staffed by devoted truth-seekers and that transcendental truth should be (to adapt Murray’s quote) a live presence in the culture of science such that scientific leaders compete to come closer to the ideal of truth that captivates them. Once such a system is established, then science should grow by recruitment of similar personnel – by a kind of ‘apostolic succession’ in which genuine truth-seekers recognize others sharing their own motivations. So science depends on a restoration of the truth-seeking apostolic succession of scientists.
(This mechanism of apostolic succession is most clearly seen in a field such as classical music, where the abilities and motivations of composers, conductors and solo performers are so refined and subtle that they can only be recognized and measured by the best of the previous generation by direct personal apprehension. So there are lineages of elite composers, conductors and performers – of pupils and teachers – stretching-back over many generations. But for music the ruling transcendental value would be beauty, not truth [16].)
One consequence of a restoration of the apostolic succession of truth-seeking scientists would be a return of ‘truth-talk’ in mainstream scientific discourse. Such an outcome would probably irritate philosophers of science (who might well see scientists’ truth discussions as unacceptably lacking in rigour or question-begging) and also the large proportion of scientists who are actually technicians in terms of having a purely professional and instrumental perspective. It would also, no doubt, lead to a great deal of hot air and hypocrisy. Nonetheless, it is a necessary development.
Following this might come a restoration of the ‘habit of truth’ [12] at all levels within all legitimate branches of science. In other words a reinforcement of the primacy of truth evaluations that tend to hold science to its core function; and a focusing upon truth evaluations rather than – as so often at present [5] – a focus upon discriminating validity solely on the basis of secondary matters of standard technique, or peer evaluation, or non-scientific evaluations whether political, moral, financial, marketing or whatever.
The first necessary step is then to ensure that truth-seekers are recruited to the key scientific positions, and to exclude from leadership those who – no matter how valuable are their other qualities – have a record of untruthfulness either in minutiae or in big things; or exhibit lack of devotion to the ideal of truth. A further step would then be to enforce truthfulness within the system, with scientific sanctions against those who infringe this imperative. And individual scientists also need recurrently to reference their thoughts and activities to truth, if they are to mobilize their best efforts and strongest motivations for truth-seeking, and to direct their purpose toward transcendental goals.
In sum, to remain anchored in its proper role, science must frequently through ‘truth talk’ be referencing current professional opinion, standard practice and long-term strategy to the values of transcendental truth – a matter of modelling and comparing science as it is with science as ideally it should be. Ultimately, science should be conducted at every level, from top to bottom, on the basis of an habitual ethic of truth. Such a situation currently seems a remote and fanciful prospect. But within living memory, routine truthfulness and truth-seeking were simply facts of scientific life - taken for granted among real scientists.
References
[1] J. Ziman, Real science, Cambridge University Press, Cambridge, UK (2000).
[2] D.F. Horrobin, The philosophical basis of peer review and the suppression of innovation, JAMA 263 (1990), pp. 1438–1441.
[3] B.G. Charlton, Conflicts of interest in medical science: peer usage, peer review and ‘CoI consultancy’, Med Hypotheses 63 (2004), pp. 181–186.
[4] H. Hesse, The glass bead game, Penguin, London (1975) (Originally published 1943).
[5] B.G. Charlton, Figureheads, ghost-writers and pseudonymous quant bloggers: the recent evolution of authorship in science publishing, Med Hypotheses 71 (2008), pp. 475–480.
[6] C. Murray, Human accomplishment: the pursuit of excellence in the arts and sciences, 800 BC to 1950, HarperCollins, New York (2003).
[7] B.G. Charlton, The last genius? – reflections on the death of Francis Crick, Med Hypotheses 63 (2004), pp. 923–924.
[8] B.G. Charlton and P. Andras, Medical research funding may have over-expanded and be due for collapse, QJM 98 (2005), pp. 53–55.
[9] B.G. Charlton, Peer usage versus peer review, BMJ 335 (2007), p. 451. Full Text via CrossRef
[10] B. Charlton and P. Andras, The modernization imperative, Imprint Academic, Exeter, UK (2003).
[11] J. Ziman, Reliable knowledge: an exploration of the grounds for belief in science, Cambridge University Press, New York (1978).
[12] J. Bronowski, Science and human values, Penguin, London (1964).
[13] B. Charlton and P. Andras, Hype and spin in the NHS, Brit J Gen Practice 52 (2002), pp. 520–521.
[14] P. Sloterdijk, Critique of cynical reason, University of Minnesota Press, Minneapolis (1988).
[15] H.J. Eysenck, Genius: the natural history of creativity, Cambridge University Press, Cambridge, UK (1995).
[16] B.G. Charlton and P. Andras, The future of ‘pure’ medical science. The need for a new specialist professional research system, Med Hypotheses 65 (2005), pp. 419–425.
Wednesday, 25 February 2009
Saturday, 7 February 2009
Why are modern scientists so dull?
Why are modern scientists so dull? How science selects for perseverance and sociability at the expense of intelligence and creativity
Medical Hypotheses. Volume 72, Issue 3, Pages 237-243
Bruce G. Charlton
***
Summary
Question: why are so many leading modern scientists so dull and lacking in scientific ambition? Answer: because the science selection process ruthlessly weeds-out interesting and imaginative people. At each level in education, training and career progression there is a tendency to exclude smart and creative people by preferring Conscientious and Agreeable people. The progressive lengthening of scientific training and the reduced independence of career scientists have tended to deter vocational ‘revolutionary’ scientists in favour of industrious and socially adept individuals better suited to incremental ‘normal’ science. High general intelligence (IQ) is required for revolutionary science. But educational attainment depends on a combination of intelligence and the personality trait of Conscientiousness; and these attributes do not correlate closely. Therefore elite scientific institutions seeking potential revolutionary scientists need to use IQ tests as well as examination results to pick-out high IQ ‘under-achievers’. As well as high IQ, revolutionary science requires high creativity. Creativity is probably associated with moderately high levels of Eysenck’s personality trait of ‘Psychoticism’. Psychoticism combines qualities such as selfishness, independence from group norms, impulsivity and sensation-seeking; with a style of cognition that involves fluent, associative and rapid production of many ideas. But modern science selects for high Conscientiousness and high Agreeableness; therefore it enforces low Psychoticism and low creativity. Yet my counter-proposal to select elite revolutionary scientists on the basis of high IQ and moderately high Psychoticism may sound like a recipe for disaster, since resembles a formula for choosing gifted charlatans and confidence tricksters. A further vital ingredient is therefore necessary: devotion to the transcendental value of Truth. Elite revolutionary science should therefore be a place that welcomes brilliant, impulsive, inspired, antisocial oddballs – so long as they are also dedicated truth-seekers.
***
Introduction
Why are so many leading modern scientists intellectually dull and lacking in scientific ambition? The short answer is: because the science selection process ruthlessly weeds-out interesting and imaginative people [1].
At each level in education, training and career progression there is a tendency to exclude smart and creative people by preferring conscientious and sociable people. As science becomes ever-more dominated by ‘peer review’ mechanisms, pro-social behaviour in scientists has been accorded primacy over the brilliant and inspired – but abrasive and rebellious – type of truth-seekers who used to be common among the best scientists.
A majority of senior professional scientists have been through a rigorous and prolonged process of education, selection and training to become professional researchers. Yet the nature of the rigour and the duration of the process in modern science ensures that those who come out at the end and attain long-term scientific employment are not the kind of people capable of top level, revolutionary science. They will very probably be extremely productive and socially compliant, but of only moderately high intelligence and likely to be lacking in imagination [2].
(Of course, such an accusation of dullness is less likely to fit those scientists who are reading this article than the average scientist, since it is generally acknowledged that people who read or publish in Medical Hypotheses are atypical and tend to come from the more vividly colourful end of the scientific spectrum!)
Dullness-inducing trends in modern science
Modern science is just too dull an activity to attract, retain or promote many of the most intelligent and creative people. In particular the requirement for around 10, 15, even 20 years of postgraduate ‘training’ before even having a chance at doing some independent research of one’s own choosing, is enough to deter almost anyone with a spark of vitality or self-respect; and utterly exclude anyone with an urgent sense of vocation for creative endeavour. Even after a decade or two of ‘training’ the most likely scientific prospect is that of researching a topic determined by the availability of funding rather than scientific importance, or else functioning as a cog in someone else’s research machine. Either way, the scientist will be working on somebody else’s problem – not his own. Why would any serious intellectual wish to aim for such a career?
The whole process and texture of doing science has slowed-up. Read the memoirs of scientists active up to the middle 1960s – doing science then was nimble and fast-moving in texture and also longer-termist in ambition. Unexpected leads could be pursued. It was common for people to begin independent (really independent) research in their early- to mid-twenties. For the individuals concerned there was a palpable sense of progress, a crackling excitement.
Nowadays, training to be a scientist is an exercise in almost-endlessly-deferred satisfaction. There is an always-increasing requirement for years of training (i.e., extra years of doing what other people decide you ‘need’ to do, and not what interests you) – and also for more advance-planning, application for committee permissions, and demand for logistical organization; combined with a proliferation of scientifically-irrelevant and energy-sapping bureaucracy.
The timescale of scientific action and discourse has gone up from days, weeks and months to months, years and decades. Yet at the same time, the requirement for unremitting annual high productivity means that the timescale for research pay-off has contracted to a maximum of 3–5 years. It is usually career suicide to take the time and risks entailed by scientifically-ambitious research [2]. In sum, the tempo of science has slowed but the time-horizon of science has contracted. Modern science is both duller and more short-termist: the worst of both worlds!
Demanding superhuman perseverance filters-out intelligence and creativity
The kind of person who can thrive in the world of modern science is likely to be characterized primarily by an almost superhuman level of the personality attribute of perseverance – the ability doggedly to continue a course of action in pursuit of a goal, over a long period and despite difficulties, setbacks and the lack of immediate rewards (and indeed the lack of any guaranteed ultimate rewards); with simultaneous, continuous productivity.
Modern science therefore imposes an extraordinarily high minimum threshold for perseverance – lacking which will deter many individuals from going into science in the first place, and which will cull and exclude many others during the process of accumulating sufficient qualifications and experience to allow them to embark on independent research. Other near-synonyms for perseverance are ‘self-discipline’ or ‘grit’ [3], [4] and [5] and the ‘Big Five’ personality trait called ‘Conscientiousness’ (abbreviated here as ‘C’) [6].
Secondarily such an individual will usually need to have high levels of the Big Five personality trait termed ‘Agreeableness’ (abbreviated here as ‘A’) – which encompasses the ability to empathize with others, get along with groups, and compliantly to put the interests of the group above one’s own concerns [6].
Now, both Conscientiousness and Agreeableness are admirable traits in terms of society as a whole. Most people would wish to live in a society where Conscientious and Agreeable people predominated. Furthermore, a higher level of Conscientiousness, in particular, is predictive of better job performance [7]. But, success in top level revolutionary science demands somewhat different qualities than society as a whole. While high levels of Conscientiousness and Agreeableness make a person an excellent citizen and employee; high average levels of these traits in selected personnel are attainable only at the cost of accepting lower average levels of other attributes (such as IQ and creativity).
This is a serious problem because Conscientiousness and Agreeableness are not the most important traits required for doing ‘revolutionary’ science at the highest level [9] and [10]. (Revolutionary science is that type of science which changes the direction of science [9]; a revolutionary scientist is one whose activates are directed at this goal, someone trying to develop qualitatively new theories or methods [10].) Instead, for success in revolutionary science intelligence and creativity are the most important qualities [8]. Further, there is evidence to suggest that very high levels of the traits of Conscientiousness and Agreeableness may actually be hostile to – or even incompatible with – scientific genius; because to be hard-working and pleasant is useful only when these virtues are mobilized in pursuit of worthwhile scientific goals – and not when they become the highest scientific value in their own right.
The vital importance of high IQ in revolutionary science
The personnel requirements for being a good science employee on the one hand and on the other hand an original and ambitious ‘revolutionary’ scientist are, in some respects, in opposition. This should not really be surprising – but the implications have been ignored and flouted for several decades.
For an employee in ‘normal’ science – that is, science which aims at incrementally building on existing ideas and knowledge – reliability and technical competence are primary [9] and [10]. The great bulk of modern science is ‘normal’ science – that has been the major focus of expansion in funding and manpower over the past 60 years [11] and [12]. Such scientists do not need to be original; rather they need to be hard-working, meticulous and conservative in terms of their ideas and methods. And since normal science is increasingly collaborative, it is beneficial if normal scientists enjoy working socially and within group norms. High intelligence is also valuable in normal science, as it is in almost all employment activities [13], but perhaps especially valuable in the ‘troubleshooting’ aspects of normal science – making methods work.
So, for normal science it seems that high Conscientiousness is essential, high intelligence and Agreeableness are both useful, but creativity is probably detrimental.
But for revolutionary science intelligence and creativity are both vital ingredients. By contrast, Conscientiousness is necessary in revolutionary science only to the degree that a scientist must be able and willing to work long and hard at his chosen scientific problem, the problem which fascinates him. And working on your own problem requires much less perseverance than working hard for many years at non-scientific problems (as happens at school or during the first college degree), or working hard for many years at other peoples’ scientific problems (as required at graduate school or when working as a post-doc).
General intelligence (or ‘g factor’ intelligence), as measured by formal IQ tests, is a very important psychological ingredient in the ability to perform top level scientific research [8]. Indeed, to understand both the nature of g factor intelligence and the nature of elite science is to recognize as obvious the value of high general intelligence to research in revolutionary science [14]. Studies of the best scientists suggest that these typically have very high IQ of several standard deviations above average [8]. (Note: for the UK the average IQ of a random population sample is defined as 100 with a standard deviation defined as 15 points – other nations may have a different average/ distribution when calibrated against UK IQ norms.)
Cox’s study of 1926 retrospectively and indirectly estimated the average IQ of ‘genius’ scientists from the past as between 135 and 175, which is in the top 1% of the population (cited in [8]) – however the methodology generated only imprecise measurements During the 1950s Roe performed direct IQ tests on 23 highly-eminent US scientists [15] and found a median verbal IQ of 166 with a range from 121 to 177 (177 is about 5 standard deviations above average and was the ceiling of the tests; otherwise some subjects would have scored even higher).
Since very high IQ is found to be a near-universal feature of top scientists, it is presumably a necessary factor in becoming a top scientist. One way of looking at this is that successful revolutionary scientists are apparently among the most intelligent humans alive. And Roe’s work suggests that the minimum IQ for successful revolutionary science may be about 120 – which is in the top 10% of the UK population; or about the top 7% of the US population which has a slightly lower average IQ than the UK; or about 15% of the population of some East Asian countries such as Taiwan, Singapore or Hong Kong, which have a higher average IQ than the UK [16].
Furthermore, prospective follow-up cohort studies of ‘gifted’ children (i.e., children with very high formally-measured IQs [17] and [18]) have demonstrated much higher than average ability in science examinations, with greatly increased rates of achieving the highest levels of educational attainment (e.g., pure science, medical or engineering doctorates at elite universities); also a strong tendency to study science subjects as a career (e.g., mathematics, pure sciences, engineering and medicine) at both Bachelors and Doctoral level; and much higher than average attainment of measures of elite scientific performance such as election to major scholarly societies. However, it is important to recognize that most of these measures do not differentiate between normal science and revolutionary science.
In sum, achievement in revolutionary science almost certainly requires a very high IQ; and a high IQ was in the past often associated with a career choice towards, and aptitude in, scientific subjects. However, nowadays it is seldom that direct IQ measurements are explicitly used as a selection method in modern science; and instead examination performance or other educational measures are usually given the greatest weighting. Hence we simply do not know the size of effect of modern selection, education, training and career structure on the average and peak IQ of scientists who stay the course to become long-term researchers.
But although the size of effect is not known, and making the assumption that the intellectual quality of scientific recruits has not risen significantly and the size of the population of professional scientists has not fallen to make a more selected elite (in fact science employment has grown several-fold), then the effect of modern scientific selection practices is very probably in the direction of reducing average IQ among long-term researchers.
Intelligence and Conscientiousness predict educational attainment
It has been known for more than a century that many types of attainment, including educational qualifications such as examination results, are predicted by a combination of ‘capacity’ or ‘ability’ with ‘zeal’ or ‘motivation’ (summarized in [19]). In more modern terms, this implies that general (g factor) intelligence (IQ) and Big Five Conscientiousness (C) are the main contributors to educational attainment.
The relationship between IQ and C can be expressed as an equation
IQ×C≈Educational attainment
(Note that because the relationship between IQ and C is multiplicative, this equation correctly implies that ‘zero’ (or very low) levels of either IQ or C would prevent significant educational attainment.)
The above equation derives from Lynn [19], who actually proposed the more general formulation of “IQ × Conscientiousness × opportunity = Achievement”. However, I have left-out the multiplication by opportunity, as this is hard to evaluate, and (within the normal bounds of developed societies) there is little evidence that variations in opportunity create significant systematic differences in achievement when IQ (and perhaps personality) are controlled [14] and [20].
Therefore, at a first approximation, the best established personal attributes that predict educational attainment are IQ [13], [14] and [21] and C [3], [22], [23], [24] and [25]. Intelligence and Conscientiousness are certainly not the only factors contributing to educational attainment, but they are probably the most important and – since other factors are less certain or harder to measure – I will focus exclusively on IQ and C.
The measured level of correlations between IQ, C and educational attainment depend on the population studied, the subject and nature of the educational measurement, and the methodology. Traditionally IQ has been more powerful at predicting educational performance than personality [13], [14], [21] and [22], but not always [3]; and my guess is that over recent decades the predictive ability of IQ will very likely have declined, and that of C increased, due to increased demands for C in the educational process.
IQ and C are not highly correlated – so selection for Conscientiousness tends to depress average IQ
At an individual level there is little or no observable correlation between intelligence and Conscientiousness. Some group studies – especially sampling across very diverse social classes, ethnic groups or nations – show a positive correlation between IQ and measures correlated with C [16], [19] and [26], many studies show no significant correlation [5] and [27], and other studies show a significant negative correlation between IQ and C [28].
Probably the reason for this observed discrepancy between studies relates to subject selection. My guess is that when a population sample is very diverse in terms of educational attainment, class or ethnicity there will be a positive correlation between IQ and C; but when the sample is controlled for class or educational attainment (as in university student samples) the correlation may disappear or become inverse because the same level of educational attainment can be the result of various combinations of IQ and C. For example, a harder working person with lower IQ may get the same examination results as a higher IQ person who works less hard.
In other words; when educational attainment is held constant by sampling only a narrow stratum of educational attainment then there may be an inverse relationship between IQ and C, as indicated by a reversed version of the above equation: Educational attainment ≈ IQ × C.
But the lack of a strong correlation between IQ and Conscientiousness means that when very high levels of perseverance are a pre-requisite for scientists (i.e., only people who have competed a PhD and 6 years of postdoctoral research are eligible for selection) then this increased average level of C will inevitably be attainable only at the cost of sacrificing other personal abilities including IQ. This effect would be more powerful where educational attainment is held constant and IQ and C have a reciprocal relationship – but selecting for C would tend to depress average IQ even when there is no significant relationship between the variables.
For instance, imagine a university was selecting the top 10% of applicants for a PhD program. The average accepted person might be in the top 10% for IQ and also the top 10% for C – and around this average some would be harder working but less bright and others would be brighter but less diligent. (Students who were higher than the top 10% in both IQ and C would probably attend a higher ranked and more selective university.)
Now suppose that there was an increased level of Conscientiousness required to reach a given level of educational attainment – for example there was a shift from infrequent formal exams to frequent coursework, plus an extra 3 years were added to the formal educational process. The imaginary university would still have the same degree of selectivity (i.e., taking the top 10% of students) and would still be taking the top 10% on the basis of exam attainment – but now students would need to be in the top 5% for C.
With a requirement for C in the top 5%, many of the top 10% IQ students who had previously been eligible would no longer be able (or willing) to complete their educational evaluations; and their places would be taken by students of lower IQ but in the top 5% of C. The university might need to dredge down to include (say) the top 20% for IQ. Average IQ of successful applicants would reduce, and the newly-excluded high IQ but lower C students would then drop down the system to attend universities with a lower degree of selectivity (and they would thereby probably lose some of their competitive career edge).
When requirements for perseverance are increased, throughout the educational system there would be an assortment process such that higher C people will move up the system to more selective institutions and lower C individuals will move down the system. Students with the very best examination results would still have both very high IQ and very high C – but there would not be many such students since there is no strong positive correlation between IQ and C. In essence, students with higher C would now be valued more than those with higher IQ.
Typically, and all else being equal, greater selectivity for C therefore entails lesser selectivity for IQ.
A long-lasting, step-wise, hierarchical and competitive educational system tends to filter-out high IQ
Intelligence becomes progressively more powerful at predicting educational and occupational success as the cognitive demands of the job increase. IQ probably becomes more important the more advanced the educational level, and the higher the level of scientific activity. Conversely, it would be expected that non-IQ factors, especially C, will be more important at lower levels of scientific education, training and professional practice. So, a level of intelligence which suffices for excellence in routine, technical science could be grossly inadequate for cutting edge, revolutionary science.
The implication is that there is an intrinsic tendency for lower levels of the educational system, including scientific education, to select for different personal qualities than are required at higher levels. The tendency is for lower levels to favour higher Conscientiousness candidates at the expense of higher IQ candidates. Because at early stages of science perseverance is relatively more valuable than it is at advanced levels of science, and IQ is less valuable (since the cognitive demands are easier).
In the absence of specific IQ testing (used to identify and retain or promote the most intelligent candidates); a long-lasting, step-wise, hierarchical and competitive educational system – in which progression to more advanced stages depends on differentially successful performance at easier and less cognitively-demanding stages – will favour the most Conscientious individuals and select-out some individuals whose higher IQ would be expected to generate higher performance at advanced levels of the profession.
The result is that the highest levels of science almost certainly have a lower average IQ than would be optimal – due to the cohort having been selected so strongly for a higher level of C at lower (less cognitively-demanding) levels of the hierarchy. Since very high IQ is likely to be necessary for successful revolutionary science, the implication is that too many high level scientists are prevented (by their too-low IQ) from operating as revolutionary scientists. Instead they (presumably) become normal scientists – but unusually productive normal scientists (due to their vast capacity for hard work and self-discipline).
Of course, the loss of high IQ individuals could be compensated by the selective sieve causing a reduction in the number of people retained as the ladder is ascended – so that even if half of the high IQ people were lost, then this might not be noticed if only a quarter of people were retained. However, the long-term expansion of science funding with several-fold increase in the numbers of professional scientific personnel over recent decades [2] and [12] means that this kind of increasingly selectivity is unlikely to be operative.
In essence, high level scientific personnel should be a ‘highest IQ elite’ most of whom are capable of revolutionary science; but in modern science the leadership is more like a ‘highest perseverance elite’ who are typically incapable of revolutionary science and instead do a great deal of normal science [2].
Combining examination results with IQ testing can indirectly estimate Conscientiousness
A vital step should be to do a lot more IQ testing throughout science. IQ tests are powerfully predictive in many ways [29], including being highly predictive of job performance (in all jobs, but especially cognitively-complex jobs) [13] and there are many reasons why IQ testing should be much more widely deployed in our society. However, widespread (and deliberate) politically-motivated misrepresentation and disinformation currently prevents this situation [30].
Intelligence testing is particularly valuable in science because the ability to understand science and do scientific research is highly dependent on IQ. And formal IQ testing has probably become more necessary over recent decades as the educational system has evolved to be more selective for Conscientiousness (hence less selective for IQ). For example, in the UK and the USA educational systems there have been greatly increased demands for course work instead of less-frequent formal, supervised and timed examinations; as well as the above-mentioned lengthening duration of education and training.
The point of measuring IQ in a candidate would be to look for discrepancies between IQ testing and examination performance. If there is a large difference in ranked performance in examinations and IQ tests this will imply that the subject’s Conscientiousness is unusually high or low.
This can be expressed in the form of a rearranged equation relating IQ and C
[View the MathML source]
or expressed in terms of rank orderings:
[View the MathML source]
In other words, measures of educational attainment and intelligence can, together, be used as an indirect estimate of Conscientiousness.
(It seems to me that in the context of institutional selection and career decisions this indirect method of estimating Conscientiousness is likely to be more valid than the usual method of self-rating personality questionnaires [6] because it is much harder to cheat. It is facile for high IQ people to cheat in self-rating questionnaires by learning the correct responses that are marked to indicate high (or low) conscientiousness. But the only way for applicants to ‘fake’ this indirect method of estimating C would be to perform deliberately badly on either the IQ test or the examination – which would usually be a career-damaging strategy. For example, a candidate who dishonestly wished to signal high C could do so by deliberately performing badly on their IQ test, so that their exam ranking was higher than their IQ ranking. But there are not many selection or employment situations when this would be an adaptive strategy. Conversely, a person could make themselves look like an ‘underachiever’ by deliberately messing up their exams but trying hard on the IQ test – so their IQ rank was higher than their exam rank – however this would only be achievable at the cost of lowering their exam results, which is not often going to be a helpful thing to do.)
The object of this exercise in comparing exam results with IQ tests is to enable revolutionary science educational or research institutions to select under-achievers in preference to over-achievers. If, for example, a person is in the top 2% of the population for IQ but the exam results are only in the top 20%, then it is plausible that the relatively weak exam performance happened because the subject is relatively lower in C (although still above average). This is under-achievement.
If population norms are not available, then an institution could simply place its candidates into relative order for their examination results compared with their performance in an IQ test. Any significant discrepancies in rank ordering between the two lists would suggest either over- or under-achieving. For example, an under-achiever might be ranked second out of 20 for IQ and 16 out of 20 for exam results.
The opposite situation – ‘over-performers’ – are those who have significantly higher ranked exam results than IQ test results. The interpretation is that over-performers are higher in C lower and lower in IQ (harder working but less intelligent).
Agreeableness versus Psychoticism and creativity
High IQ is required for revolutionary science, but high IQ people are not necessarily creative – indeed some people with the highest recorded IQs have been (apparently) uncreative. And creativity as well as high IQ is required by revolutionary scientists – indeed revolutionary science is one of the primary arenas of human creativity with iconic figures such as Newton, Darwin and Einstein [8].
Perhaps surprisingly, creativity has often been found to be predicted by moderately high levels of Eysenck’s personality trait of ‘Psychoticism’ [31]. The trait of Psychoticism has been well-validated [6] and [32]; high psychoticism combines low-Agreeableness (e.g., higher selfishness, independence from group norms), low Conscientiousness (for example impulsivity, sensation-seeking) with a style of cognition that involves fluent, associative and rapid production of many ideas. So, although a trait of low Psychoticism implies a rational and pro-social personality (which are usually highly desirable traits); moderately high Psychoticism is not merely antisocial but has positive aspects as well – since it has flavours of independence of spirit and a more spontaneous and fantasy-like mode of thinking. This style of cognition seems to be a basis for creativity.
The highest levels of Psychoticism are maladaptive (as the name implies) since the individuals’ behaviour is so impulsive as to render impossible any sustained effort, so antisocial as to be psychopathic (and lead to prison or expulsion from society) and their thought processes are so disorganized as to be psychotic with hallucinations, delusions and thought-disorder (and lead to incoherence, un-employability and perhaps hospitalization). But Eysenck showed that a moderately high degree of the trait of Psychoticism is associated with creativity (whether creativity is measured by achievement, by laboratory tests, or by measurement of creativity in psychosis-prone individuals [8], [31] and [32]). Moderately high Psychoticism is often a feature of individuals exhibiting the highest levels of achievement (not just in the sciences, but in the arts too) [8].
If the focus is revolutionary science, this makes sense in that setting science onto a new direction requires considerable independence from group norms, a certain selfish indifference to the feelings of others, as well as a mode of thinking which generates novelty. By contrast, a low Psychoticism individual would probably be too inclined to obey orders and too fearful to risk societal sanctions and too logical in their thought processes to generate and pursue disruptively original (i.e., creative) work. Low Psychoticism would therefore be a desirable trait for normal scientists, but undesirable for revolutionary scientists.
In conclusion, ‘genius’ probably entails moderately high Psychoticism. And, if correct, this has important implications for the selection of scientific personnel, since creativity is inversely correlated with Agreeableness and Conscientiousness. Therefore the modern type of scientific career structure – which enforces high levels of Conscientiousness, and which favours an Agreeable and socially compliant personality type – will not merely fail to select creative scientists: such a career structure will actually tend to exclude creative people.
Revolutionary science institutions should be selecting positively for high IQ and creativity/ moderately high Psychoticism
So, assuming that top level, elite scientific education and training institutions aim to select the highest levels of genius – i.e., those potential revolutionary scientists who are capable of changing the direction of their subjects – then modern selection methods and career structures will both need to change.
In the first place, elite institutions will need to know the IQ of applicants. As explained above, the particular value of IQ testing comes in identifying under-achievers whose high IQ is not reflected in high exam performance. These people may have lower Conscientiousness which impairs their performance at tasks which do not much interest or engage them. However, if their level of perseverance is sufficient to get them to the point of independent research, then their Conscientiousness may be high-enough to allow for very hard and sustained work at self-chosen problems which provide much more immediate reward. So that someone who found school and undergraduate college boring, and was thereby lacking motivation, may be altogether more driven when tackling a self-chosen problem. And selecting high IQ scientists of only-sufficiently-high Conscientiousness should also serve to increase the proportion of moderately high Psychoticism individuals – hence those who have the potential to become creative and revolutionary scientists.
Creativity cannot, at present, be directly selected-for. Although there are some psychological tests of creativity [6], [8], [31] and [32], these are of uncertain validity especially at predicting the high levels of creativity required by revolutionary science. However, elite scientific institutes could and certainly should avoid their present practice of (unintentionally) selecting against creativity.
For example many elite college application procedures (inadvertently) currently select against creativity when they ask for evidence of altruistic and sociable behaviours from their applicants – evidence of such activities as community service, participation in team sports, administrative responsibility, or memberships of drama or musical groups. Choosing the most ‘Agreeable’ students may make for a more pleasant and stimulating social environment and a more friendly and compliant student body. However, this strategy of excluding asocial or awkward individuals is a policy that is highly likely to lower the ceiling of achievement of the best science graduates.
On the other hand, less-selective ‘normal science’ educational and training institutions – who aim to educate and train personnel for reliable but more routine accomplishment at technical and administrative tasks, or functions that require close attention to detail – may be more legitimately interested in selecting for a higher average C – but inevitably at the cost of lower IQ. They may thus recruit a population of ‘overachiever’ students, whose attributes include the capacity for long hours of steady work; and such institutions may also wish to select for high Agreeableness which should improve the capacity for cooperative teamwork.
Whatever the aims of selection of scientific personnel might be – a combination of the results of examinations with IQ tests allows a more precise, informative and objective estimate of individual aptitudes than the current situation of using examinations alone.
Transcendental truth-seekers
In a nutshell, I am suggesting that:
1. Educational attainment depends on IQ × C; but IQ and C are not closely-correlated.
2. Modern education has progressively raised the floor for C (by lengthening the educational process and by changes in educational evaluation methods).
3. Educational attainment therefore nowadays increasingly rewards C in preference to IQ.
4. Yet revolutionary science still requires high levels of IQ, and the higher the better.
5. So, in revolutionary science where IQ is vital, selection of personnel should not be determined only or mainly by educational attainments; but this information needs to be supplemented with direct, formal IQ testing.
6. Furthermore, revolutionary science requires high levels of creativity; which are associated with moderately high Psychoticism trait – yet modern education and science selects very strongly in favour of Conscientiousness and Agreeableness and therefore enforces low Psychoticism.
7. So, the education, training and career structure of modern science tends to depress average IQ and cull creativity – which are the prime qualities requires for success in revolutionary science. Consequently, modern top scientists are likely to be less intelligent and creative than is desirable, and probably significantly less intelligent and creative than top scientists used to be.
In the past, the education and training of a scientist was a much shorter process – with many scientists reaching a position to do independent research by their middle-twenties. This shorter process imposed a much lower requirement for both Conscientiousness and Agreeableness – because for a moderately conscientious person the end was not impossibly remote and relatively few years of unpleasant effort provided access to desired goal, and a dis-Agreeable person did need to get along with a long series of bosses and their teams – any of whom might sabotage his career.
Also, in the past educational ability was more often measured using relatively-infrequent, timed and supervised, previously-unseen formal examinations during which the examinee would need to work fast to organize their knowledge. Such formal examinations are likely to be more ‘g-loaded’ (i.e., correlate more strongly with IQ) than the greater emphasis on frequent ‘course work’ which has characterized educational systems over recent decades – course work tends to reward Conscientiousness over IQ compared with formal exams and be preferred by more Conscientious and less intelligent students [33].
To return to the original question of why top scientists are so dull nowadays – the conclusion is that scientists are dull mainly because the progressive increase in the requirements for long-term plodding perseverance and social inoffensiveness has the effect of deterring, driving-out and failing to reward too many smart and creative potential scientists before they ever get a chance to engage in independent research. And maybe even more smart and interesting people are lost from science due later on to the requirement for so much planning and administration. Since the people who nowadays eventually emerge from the ever-lengthening pipeline of scientific training are quite different from the scientists of 50 years ago, they naturally tend to move science even further in the direction which created their own success. So that modern scientific leader often elevate the requirements for very long periods of tedious and scientifically-irrelevant activity, and judge scientists mainly by their capacity for steady and reliable production and teamwork. These requirements will tend to act against both creativity and intelligence.
It seem inevitable that the changes in selection process in science over the past several decades will have reduced both average IQ and creativity among those who have been through the full professional training process. Such changes would be expected particularly to damage performance in revolutionary science, but might even enhance performance in normal science where perseverance and sociability (assuming at least moderately high IQ) are likely to be more crucial to success. Indeed, this is presumably the reason why such changes have occurred, since the great majority of scientists are working in normal science, so the requirements of normal science therefore tend to dominate [2]. However, the magnitude of the effect on reducing IQ and creativity has not been measured and constitutes a subject deserving of future empirical study.
Instead of having an educational and career structure which selects for superhuman Conscientiousness and makes-do with whatever intelligence and creativity happen to be left-over; in revolutionary science we need a system which selects for superhuman intelligence and high creativity – and requires only enough Conscientiousness to ensure that independent scientists with a vocation for their work are motivated to put in the long, hard hours to solve those self-chosen problems that have come to enthral them, and only enough Agreeableness to exclude psychotics and psychopaths.
Selecting elite scientists on the basis of high and IQ and moderately high Psychoticism – implied by Eysenck’s research [8] – may sound like a recipe for disaster, since these ingredients resemble a formula for gifted charlatans and con artists. A further vital ingredient is necessary: that elite scientists must have a vocational devotion to transcendental values of truth. In his magisterial study of the pinnacles of human accomplishment [34], Charles Murray concluded that achievement of genius was nurtured by social systems in which transcendental values were a living presence. Great revolutionary science is therefore a product of transcendental truth-seeking individuals working in a truth-seeking milieu.
It is truth-seeking which distinguishes a great independent-spirited scientist from mere brilliant charlatans and confidence tricksters who seek nothing higher than to use professional science in pursuit of their own selfish ends. Of course, making such a distinction, i.e., detecting truth-seeking, requires a scientific system that explicitly and in practice values transcendental truth-seeking above social virtues of perseverance and sociability – and such a perspective is uncommon within science nowadays. Lacking the living presence of such transcendental values, science has lapsed back into valuing social virtues for their own sake, with peer approval as the highest court of appeal, the ultimate validation [35]. Unsurprisingly such a science will over-promote C and A, and undervalue IQ and creativity.
The problem is that the current scientific leadership themselves often lack the trait of truth-seeking, and would not be able to detect it in others. This implies that revolutionary science (or ‘pure’ science) may need to be rebuilt on the basis of a new ‘apostolic succession’ of truth-seekers; starting from that minority of intelligent and imaginative top scientists who have managed to buck the trends and land professional positions of high status and authority [36].
People characterized by very high IQ, and moderately high Psychoticism might well be regarded as brilliant, but too selfish, unstable and/or foolish for everyday social purposes. But strange and luminous fools seem to be precisely what is most needed for successful revolutionary science. And modern society needs a place where clever, antisocial, imaginative people can do good and be prevented from inflicting the social harm than can result from ability and fantasy unconstrained by common sense, generosity or sensitivity to group norms. Science should be one such place: a place which should welcome and nurture inspired oddballs – so long as they are also vocational truth-seekers.
Acknowledgements
Richard Lynn, Phil Rushton, Wendy Johnson and Ian Deary have all (sometime inadvertently) made extremely helpful contributions to this polemic – however they bear no responsibility whatsoever for the use I have made of their ideas and insights. Of course, the main intellectual debt is to the late Hans Eysenck, especially his book Genius: the natural history of creativity [8].
References
[1] B.G. Charlton, Why are scientists so dull?, Oxford Mag 281 (2008), pp. 7–8.
[2] B.G. Charlton and P. Andras, The ‘down-shifting’ of UK science, Med Hypotheses 70 (2008), pp. 465–472.
[3] A.L. Duckworth and M.E.P. Seligman, Self-discipline outdoes IQ in predicting academic performance of adolescents, Psychol Sci 12 (2005), pp. 939–944.
[4] A.L. Duckworth and M.E.P. Seligman, Self-discipline gives girls the edge, J Educ Psychol 98 (2006), pp. 198–208.
[5] A.L. Duckworth, C. Peterson, M.D. Matthews and D.R. Kelly, Grit: perseverance and passion for long term goals, J Personal Soc Psychol 92 (2007), pp. 1087–1101.
[6] G. Matthews, I.J. Deary and M.C. Whiteman, Personality traits, Cambridge University Press, Cambridge, UK (2003).
[7] M.R. Barrick and M.K. Mount, The big five personality dimensions and job performance: a meta analysis, Pers Psychol 44 (1991), pp. 1–26.
[8] H.J. Eysenck, Genius: the natural history of creativity, Cambridge University Press, Cambridge, UK (1995).
[9] T.S. Kuhn, The structure of scientific revolutions, Chicago University press, Chicago (1970).
[10] B.G. Charlton, Scientometric identification of elite ‘revolutionary science’ research institutions by analysis of trends in Nobel prizes 1947–2006, Med Hypotheses 68 (2007), pp. 931–934.
[11] D.J. de Solla Price, Little science, big science: and beyond, Columbia University Press, New York (1986).
[12] J. Ziman, Real science, Cambridge University Press, Cambridge, UK (2000).
[13] L.S. Gottfredson, Implications of cognitive differences in schooling within diverse societies. In: C.L. Frisby and C.R. Reynolds, Editors, Comprehensive handbook of multicultural school psychology, John Wiley and Sons, Hoboken, NJ, USA (2005).
[14] N.J. Mackintosh, IQ and human intelligence, Oxford University Press, Oxford (1998).
[15] A. Roe, The making of a scientist, Dodd, Mead and Company, New York (1952).
[16] R. Lynn and T. Vanhanen, IQ and global inequality, Washington Summit Publishers, Augusta, GA, USA (2006).
[17] L.M. Terman, The gifted group at mid-life: thirty-five years follow-up of the superior child, Stanford University Press, Stanford (1959).
[18] D. Lubinski, C.P. Benbow, R.M. Webb and A. Bleske-Recheck, Tracking exceptional human capital over two decades, Psychol Sci 17 (2006), pp. 194–199.
[19] R. Lynn, Dysgenics, Praeger, Westport, CT, USA (1996).
[20] D. Nettle, Intelligence and class mobility in the British population, Brit J Psychol 94 (2003), pp. 551–561.
[21] I.J. Deary, S. Strand, P. Smith and C. Fernandes, Intelligence and educational achievement, Intelligence 35 (2007), pp. 13–21.
[22] T. Chamorro-Premuzic and A. Furnham, Personality, intelligence and approaches to learning as predictors of academic performance, Personal Individ Diff 44 (2008), pp. 1596–1603.
[23] T. Chamorro-Premuzic and A. Furnham, Personality predicts academic performance, J Res Personal 37 (2003), pp. 319–338.
[24] M.C. O’Connor and S.V. Paunonen, Big five personality predictors of post-secondary academic performance, Personal Individ Diff 43 (2007), pp. 971–990.
[25] R.Y. Hong, S.V. Paunonen and H.P. Slade, Big five personality factors and the prediction of behaviour: a multitrait-multimethod approach, Personal Individ Diff 45 (2008), pp. 160–166.
[26] R. Lynn, The global bell curve, Washington Summit Publishers, Augusta, GA, USA (2008).
[27] D. Nettle, Personality: what makes you the way you are, Oxford University Press, Oxford, UK (2007).
[28] J. Moutafi, A. Furnham and L. Paltiel, Can personality factors predict intelligence?, Personal Individ Diff 38 (2004), pp. 1021–1033.
[29] I.J. Deary, Intelligence: a very short introduction, Oxford University Press, Oxford (2001).
[30] B.G. Charlton, Pioneering studies of IQ by GH Thomson and JF Duff, Med Hypotheses 71 (2008), pp. 625–628.
[31] H.J. Eysenck, The definition and measurement of Psychoticism, Personal Individ Diff 13 (1991), pp. 757–785.
[32] A. Stavridou and A. Furnham, The relationship between Psychoticism, trait creativity and the attentional mechanism of cognitive inhibition, Personal Individ Diff 21 (1996), pp. 143–153.
[33] T. Chammaro-Premuzic, A. Furnham, G. Disson and P. Heaven, Personality and preference for academic assessment, Learn Individ Diff 15 (2005), pp. 247–256.
[34] C. Murray, Human accomplishment. The pursuit of excellence in the arts and sciences 800 BC to 1950, HarperCollins, New York (2003).
[35] B.G. Charlton, Figureheads, ghost-writers and pseudonymous quant bloggers: the recent evolution of authorship in science publishing, Med Hypotheses 71 (2008), pp. 475–480.
[36] B.G. Charlton and P. Andras, The future of ‘pure’ medical science: the need for a new specialist professional research system, Med Hypotheses 65 (2005), pp. 419–425.
Medical Hypotheses. Volume 72, Issue 3, Pages 237-243
Bruce G. Charlton
***
Summary
Question: why are so many leading modern scientists so dull and lacking in scientific ambition? Answer: because the science selection process ruthlessly weeds-out interesting and imaginative people. At each level in education, training and career progression there is a tendency to exclude smart and creative people by preferring Conscientious and Agreeable people. The progressive lengthening of scientific training and the reduced independence of career scientists have tended to deter vocational ‘revolutionary’ scientists in favour of industrious and socially adept individuals better suited to incremental ‘normal’ science. High general intelligence (IQ) is required for revolutionary science. But educational attainment depends on a combination of intelligence and the personality trait of Conscientiousness; and these attributes do not correlate closely. Therefore elite scientific institutions seeking potential revolutionary scientists need to use IQ tests as well as examination results to pick-out high IQ ‘under-achievers’. As well as high IQ, revolutionary science requires high creativity. Creativity is probably associated with moderately high levels of Eysenck’s personality trait of ‘Psychoticism’. Psychoticism combines qualities such as selfishness, independence from group norms, impulsivity and sensation-seeking; with a style of cognition that involves fluent, associative and rapid production of many ideas. But modern science selects for high Conscientiousness and high Agreeableness; therefore it enforces low Psychoticism and low creativity. Yet my counter-proposal to select elite revolutionary scientists on the basis of high IQ and moderately high Psychoticism may sound like a recipe for disaster, since resembles a formula for choosing gifted charlatans and confidence tricksters. A further vital ingredient is therefore necessary: devotion to the transcendental value of Truth. Elite revolutionary science should therefore be a place that welcomes brilliant, impulsive, inspired, antisocial oddballs – so long as they are also dedicated truth-seekers.
***
Introduction
Why are so many leading modern scientists intellectually dull and lacking in scientific ambition? The short answer is: because the science selection process ruthlessly weeds-out interesting and imaginative people [1].
At each level in education, training and career progression there is a tendency to exclude smart and creative people by preferring conscientious and sociable people. As science becomes ever-more dominated by ‘peer review’ mechanisms, pro-social behaviour in scientists has been accorded primacy over the brilliant and inspired – but abrasive and rebellious – type of truth-seekers who used to be common among the best scientists.
A majority of senior professional scientists have been through a rigorous and prolonged process of education, selection and training to become professional researchers. Yet the nature of the rigour and the duration of the process in modern science ensures that those who come out at the end and attain long-term scientific employment are not the kind of people capable of top level, revolutionary science. They will very probably be extremely productive and socially compliant, but of only moderately high intelligence and likely to be lacking in imagination [2].
(Of course, such an accusation of dullness is less likely to fit those scientists who are reading this article than the average scientist, since it is generally acknowledged that people who read or publish in Medical Hypotheses are atypical and tend to come from the more vividly colourful end of the scientific spectrum!)
Dullness-inducing trends in modern science
Modern science is just too dull an activity to attract, retain or promote many of the most intelligent and creative people. In particular the requirement for around 10, 15, even 20 years of postgraduate ‘training’ before even having a chance at doing some independent research of one’s own choosing, is enough to deter almost anyone with a spark of vitality or self-respect; and utterly exclude anyone with an urgent sense of vocation for creative endeavour. Even after a decade or two of ‘training’ the most likely scientific prospect is that of researching a topic determined by the availability of funding rather than scientific importance, or else functioning as a cog in someone else’s research machine. Either way, the scientist will be working on somebody else’s problem – not his own. Why would any serious intellectual wish to aim for such a career?
The whole process and texture of doing science has slowed-up. Read the memoirs of scientists active up to the middle 1960s – doing science then was nimble and fast-moving in texture and also longer-termist in ambition. Unexpected leads could be pursued. It was common for people to begin independent (really independent) research in their early- to mid-twenties. For the individuals concerned there was a palpable sense of progress, a crackling excitement.
Nowadays, training to be a scientist is an exercise in almost-endlessly-deferred satisfaction. There is an always-increasing requirement for years of training (i.e., extra years of doing what other people decide you ‘need’ to do, and not what interests you) – and also for more advance-planning, application for committee permissions, and demand for logistical organization; combined with a proliferation of scientifically-irrelevant and energy-sapping bureaucracy.
The timescale of scientific action and discourse has gone up from days, weeks and months to months, years and decades. Yet at the same time, the requirement for unremitting annual high productivity means that the timescale for research pay-off has contracted to a maximum of 3–5 years. It is usually career suicide to take the time and risks entailed by scientifically-ambitious research [2]. In sum, the tempo of science has slowed but the time-horizon of science has contracted. Modern science is both duller and more short-termist: the worst of both worlds!
Demanding superhuman perseverance filters-out intelligence and creativity
The kind of person who can thrive in the world of modern science is likely to be characterized primarily by an almost superhuman level of the personality attribute of perseverance – the ability doggedly to continue a course of action in pursuit of a goal, over a long period and despite difficulties, setbacks and the lack of immediate rewards (and indeed the lack of any guaranteed ultimate rewards); with simultaneous, continuous productivity.
Modern science therefore imposes an extraordinarily high minimum threshold for perseverance – lacking which will deter many individuals from going into science in the first place, and which will cull and exclude many others during the process of accumulating sufficient qualifications and experience to allow them to embark on independent research. Other near-synonyms for perseverance are ‘self-discipline’ or ‘grit’ [3], [4] and [5] and the ‘Big Five’ personality trait called ‘Conscientiousness’ (abbreviated here as ‘C’) [6].
Secondarily such an individual will usually need to have high levels of the Big Five personality trait termed ‘Agreeableness’ (abbreviated here as ‘A’) – which encompasses the ability to empathize with others, get along with groups, and compliantly to put the interests of the group above one’s own concerns [6].
Now, both Conscientiousness and Agreeableness are admirable traits in terms of society as a whole. Most people would wish to live in a society where Conscientious and Agreeable people predominated. Furthermore, a higher level of Conscientiousness, in particular, is predictive of better job performance [7]. But, success in top level revolutionary science demands somewhat different qualities than society as a whole. While high levels of Conscientiousness and Agreeableness make a person an excellent citizen and employee; high average levels of these traits in selected personnel are attainable only at the cost of accepting lower average levels of other attributes (such as IQ and creativity).
This is a serious problem because Conscientiousness and Agreeableness are not the most important traits required for doing ‘revolutionary’ science at the highest level [9] and [10]. (Revolutionary science is that type of science which changes the direction of science [9]; a revolutionary scientist is one whose activates are directed at this goal, someone trying to develop qualitatively new theories or methods [10].) Instead, for success in revolutionary science intelligence and creativity are the most important qualities [8]. Further, there is evidence to suggest that very high levels of the traits of Conscientiousness and Agreeableness may actually be hostile to – or even incompatible with – scientific genius; because to be hard-working and pleasant is useful only when these virtues are mobilized in pursuit of worthwhile scientific goals – and not when they become the highest scientific value in their own right.
The vital importance of high IQ in revolutionary science
The personnel requirements for being a good science employee on the one hand and on the other hand an original and ambitious ‘revolutionary’ scientist are, in some respects, in opposition. This should not really be surprising – but the implications have been ignored and flouted for several decades.
For an employee in ‘normal’ science – that is, science which aims at incrementally building on existing ideas and knowledge – reliability and technical competence are primary [9] and [10]. The great bulk of modern science is ‘normal’ science – that has been the major focus of expansion in funding and manpower over the past 60 years [11] and [12]. Such scientists do not need to be original; rather they need to be hard-working, meticulous and conservative in terms of their ideas and methods. And since normal science is increasingly collaborative, it is beneficial if normal scientists enjoy working socially and within group norms. High intelligence is also valuable in normal science, as it is in almost all employment activities [13], but perhaps especially valuable in the ‘troubleshooting’ aspects of normal science – making methods work.
So, for normal science it seems that high Conscientiousness is essential, high intelligence and Agreeableness are both useful, but creativity is probably detrimental.
But for revolutionary science intelligence and creativity are both vital ingredients. By contrast, Conscientiousness is necessary in revolutionary science only to the degree that a scientist must be able and willing to work long and hard at his chosen scientific problem, the problem which fascinates him. And working on your own problem requires much less perseverance than working hard for many years at non-scientific problems (as happens at school or during the first college degree), or working hard for many years at other peoples’ scientific problems (as required at graduate school or when working as a post-doc).
General intelligence (or ‘g factor’ intelligence), as measured by formal IQ tests, is a very important psychological ingredient in the ability to perform top level scientific research [8]. Indeed, to understand both the nature of g factor intelligence and the nature of elite science is to recognize as obvious the value of high general intelligence to research in revolutionary science [14]. Studies of the best scientists suggest that these typically have very high IQ of several standard deviations above average [8]. (Note: for the UK the average IQ of a random population sample is defined as 100 with a standard deviation defined as 15 points – other nations may have a different average/ distribution when calibrated against UK IQ norms.)
Cox’s study of 1926 retrospectively and indirectly estimated the average IQ of ‘genius’ scientists from the past as between 135 and 175, which is in the top 1% of the population (cited in [8]) – however the methodology generated only imprecise measurements During the 1950s Roe performed direct IQ tests on 23 highly-eminent US scientists [15] and found a median verbal IQ of 166 with a range from 121 to 177 (177 is about 5 standard deviations above average and was the ceiling of the tests; otherwise some subjects would have scored even higher).
Since very high IQ is found to be a near-universal feature of top scientists, it is presumably a necessary factor in becoming a top scientist. One way of looking at this is that successful revolutionary scientists are apparently among the most intelligent humans alive. And Roe’s work suggests that the minimum IQ for successful revolutionary science may be about 120 – which is in the top 10% of the UK population; or about the top 7% of the US population which has a slightly lower average IQ than the UK; or about 15% of the population of some East Asian countries such as Taiwan, Singapore or Hong Kong, which have a higher average IQ than the UK [16].
Furthermore, prospective follow-up cohort studies of ‘gifted’ children (i.e., children with very high formally-measured IQs [17] and [18]) have demonstrated much higher than average ability in science examinations, with greatly increased rates of achieving the highest levels of educational attainment (e.g., pure science, medical or engineering doctorates at elite universities); also a strong tendency to study science subjects as a career (e.g., mathematics, pure sciences, engineering and medicine) at both Bachelors and Doctoral level; and much higher than average attainment of measures of elite scientific performance such as election to major scholarly societies. However, it is important to recognize that most of these measures do not differentiate between normal science and revolutionary science.
In sum, achievement in revolutionary science almost certainly requires a very high IQ; and a high IQ was in the past often associated with a career choice towards, and aptitude in, scientific subjects. However, nowadays it is seldom that direct IQ measurements are explicitly used as a selection method in modern science; and instead examination performance or other educational measures are usually given the greatest weighting. Hence we simply do not know the size of effect of modern selection, education, training and career structure on the average and peak IQ of scientists who stay the course to become long-term researchers.
But although the size of effect is not known, and making the assumption that the intellectual quality of scientific recruits has not risen significantly and the size of the population of professional scientists has not fallen to make a more selected elite (in fact science employment has grown several-fold), then the effect of modern scientific selection practices is very probably in the direction of reducing average IQ among long-term researchers.
Intelligence and Conscientiousness predict educational attainment
It has been known for more than a century that many types of attainment, including educational qualifications such as examination results, are predicted by a combination of ‘capacity’ or ‘ability’ with ‘zeal’ or ‘motivation’ (summarized in [19]). In more modern terms, this implies that general (g factor) intelligence (IQ) and Big Five Conscientiousness (C) are the main contributors to educational attainment.
The relationship between IQ and C can be expressed as an equation
IQ×C≈Educational attainment
(Note that because the relationship between IQ and C is multiplicative, this equation correctly implies that ‘zero’ (or very low) levels of either IQ or C would prevent significant educational attainment.)
The above equation derives from Lynn [19], who actually proposed the more general formulation of “IQ × Conscientiousness × opportunity = Achievement”. However, I have left-out the multiplication by opportunity, as this is hard to evaluate, and (within the normal bounds of developed societies) there is little evidence that variations in opportunity create significant systematic differences in achievement when IQ (and perhaps personality) are controlled [14] and [20].
Therefore, at a first approximation, the best established personal attributes that predict educational attainment are IQ [13], [14] and [21] and C [3], [22], [23], [24] and [25]. Intelligence and Conscientiousness are certainly not the only factors contributing to educational attainment, but they are probably the most important and – since other factors are less certain or harder to measure – I will focus exclusively on IQ and C.
The measured level of correlations between IQ, C and educational attainment depend on the population studied, the subject and nature of the educational measurement, and the methodology. Traditionally IQ has been more powerful at predicting educational performance than personality [13], [14], [21] and [22], but not always [3]; and my guess is that over recent decades the predictive ability of IQ will very likely have declined, and that of C increased, due to increased demands for C in the educational process.
IQ and C are not highly correlated – so selection for Conscientiousness tends to depress average IQ
At an individual level there is little or no observable correlation between intelligence and Conscientiousness. Some group studies – especially sampling across very diverse social classes, ethnic groups or nations – show a positive correlation between IQ and measures correlated with C [16], [19] and [26], many studies show no significant correlation [5] and [27], and other studies show a significant negative correlation between IQ and C [28].
Probably the reason for this observed discrepancy between studies relates to subject selection. My guess is that when a population sample is very diverse in terms of educational attainment, class or ethnicity there will be a positive correlation between IQ and C; but when the sample is controlled for class or educational attainment (as in university student samples) the correlation may disappear or become inverse because the same level of educational attainment can be the result of various combinations of IQ and C. For example, a harder working person with lower IQ may get the same examination results as a higher IQ person who works less hard.
In other words; when educational attainment is held constant by sampling only a narrow stratum of educational attainment then there may be an inverse relationship between IQ and C, as indicated by a reversed version of the above equation: Educational attainment ≈ IQ × C.
But the lack of a strong correlation between IQ and Conscientiousness means that when very high levels of perseverance are a pre-requisite for scientists (i.e., only people who have competed a PhD and 6 years of postdoctoral research are eligible for selection) then this increased average level of C will inevitably be attainable only at the cost of sacrificing other personal abilities including IQ. This effect would be more powerful where educational attainment is held constant and IQ and C have a reciprocal relationship – but selecting for C would tend to depress average IQ even when there is no significant relationship between the variables.
For instance, imagine a university was selecting the top 10% of applicants for a PhD program. The average accepted person might be in the top 10% for IQ and also the top 10% for C – and around this average some would be harder working but less bright and others would be brighter but less diligent. (Students who were higher than the top 10% in both IQ and C would probably attend a higher ranked and more selective university.)
Now suppose that there was an increased level of Conscientiousness required to reach a given level of educational attainment – for example there was a shift from infrequent formal exams to frequent coursework, plus an extra 3 years were added to the formal educational process. The imaginary university would still have the same degree of selectivity (i.e., taking the top 10% of students) and would still be taking the top 10% on the basis of exam attainment – but now students would need to be in the top 5% for C.
With a requirement for C in the top 5%, many of the top 10% IQ students who had previously been eligible would no longer be able (or willing) to complete their educational evaluations; and their places would be taken by students of lower IQ but in the top 5% of C. The university might need to dredge down to include (say) the top 20% for IQ. Average IQ of successful applicants would reduce, and the newly-excluded high IQ but lower C students would then drop down the system to attend universities with a lower degree of selectivity (and they would thereby probably lose some of their competitive career edge).
When requirements for perseverance are increased, throughout the educational system there would be an assortment process such that higher C people will move up the system to more selective institutions and lower C individuals will move down the system. Students with the very best examination results would still have both very high IQ and very high C – but there would not be many such students since there is no strong positive correlation between IQ and C. In essence, students with higher C would now be valued more than those with higher IQ.
Typically, and all else being equal, greater selectivity for C therefore entails lesser selectivity for IQ.
A long-lasting, step-wise, hierarchical and competitive educational system tends to filter-out high IQ
Intelligence becomes progressively more powerful at predicting educational and occupational success as the cognitive demands of the job increase. IQ probably becomes more important the more advanced the educational level, and the higher the level of scientific activity. Conversely, it would be expected that non-IQ factors, especially C, will be more important at lower levels of scientific education, training and professional practice. So, a level of intelligence which suffices for excellence in routine, technical science could be grossly inadequate for cutting edge, revolutionary science.
The implication is that there is an intrinsic tendency for lower levels of the educational system, including scientific education, to select for different personal qualities than are required at higher levels. The tendency is for lower levels to favour higher Conscientiousness candidates at the expense of higher IQ candidates. Because at early stages of science perseverance is relatively more valuable than it is at advanced levels of science, and IQ is less valuable (since the cognitive demands are easier).
In the absence of specific IQ testing (used to identify and retain or promote the most intelligent candidates); a long-lasting, step-wise, hierarchical and competitive educational system – in which progression to more advanced stages depends on differentially successful performance at easier and less cognitively-demanding stages – will favour the most Conscientious individuals and select-out some individuals whose higher IQ would be expected to generate higher performance at advanced levels of the profession.
The result is that the highest levels of science almost certainly have a lower average IQ than would be optimal – due to the cohort having been selected so strongly for a higher level of C at lower (less cognitively-demanding) levels of the hierarchy. Since very high IQ is likely to be necessary for successful revolutionary science, the implication is that too many high level scientists are prevented (by their too-low IQ) from operating as revolutionary scientists. Instead they (presumably) become normal scientists – but unusually productive normal scientists (due to their vast capacity for hard work and self-discipline).
Of course, the loss of high IQ individuals could be compensated by the selective sieve causing a reduction in the number of people retained as the ladder is ascended – so that even if half of the high IQ people were lost, then this might not be noticed if only a quarter of people were retained. However, the long-term expansion of science funding with several-fold increase in the numbers of professional scientific personnel over recent decades [2] and [12] means that this kind of increasingly selectivity is unlikely to be operative.
In essence, high level scientific personnel should be a ‘highest IQ elite’ most of whom are capable of revolutionary science; but in modern science the leadership is more like a ‘highest perseverance elite’ who are typically incapable of revolutionary science and instead do a great deal of normal science [2].
Combining examination results with IQ testing can indirectly estimate Conscientiousness
A vital step should be to do a lot more IQ testing throughout science. IQ tests are powerfully predictive in many ways [29], including being highly predictive of job performance (in all jobs, but especially cognitively-complex jobs) [13] and there are many reasons why IQ testing should be much more widely deployed in our society. However, widespread (and deliberate) politically-motivated misrepresentation and disinformation currently prevents this situation [30].
Intelligence testing is particularly valuable in science because the ability to understand science and do scientific research is highly dependent on IQ. And formal IQ testing has probably become more necessary over recent decades as the educational system has evolved to be more selective for Conscientiousness (hence less selective for IQ). For example, in the UK and the USA educational systems there have been greatly increased demands for course work instead of less-frequent formal, supervised and timed examinations; as well as the above-mentioned lengthening duration of education and training.
The point of measuring IQ in a candidate would be to look for discrepancies between IQ testing and examination performance. If there is a large difference in ranked performance in examinations and IQ tests this will imply that the subject’s Conscientiousness is unusually high or low.
This can be expressed in the form of a rearranged equation relating IQ and C
[View the MathML source]
or expressed in terms of rank orderings:
[View the MathML source]
In other words, measures of educational attainment and intelligence can, together, be used as an indirect estimate of Conscientiousness.
(It seems to me that in the context of institutional selection and career decisions this indirect method of estimating Conscientiousness is likely to be more valid than the usual method of self-rating personality questionnaires [6] because it is much harder to cheat. It is facile for high IQ people to cheat in self-rating questionnaires by learning the correct responses that are marked to indicate high (or low) conscientiousness. But the only way for applicants to ‘fake’ this indirect method of estimating C would be to perform deliberately badly on either the IQ test or the examination – which would usually be a career-damaging strategy. For example, a candidate who dishonestly wished to signal high C could do so by deliberately performing badly on their IQ test, so that their exam ranking was higher than their IQ ranking. But there are not many selection or employment situations when this would be an adaptive strategy. Conversely, a person could make themselves look like an ‘underachiever’ by deliberately messing up their exams but trying hard on the IQ test – so their IQ rank was higher than their exam rank – however this would only be achievable at the cost of lowering their exam results, which is not often going to be a helpful thing to do.)
The object of this exercise in comparing exam results with IQ tests is to enable revolutionary science educational or research institutions to select under-achievers in preference to over-achievers. If, for example, a person is in the top 2% of the population for IQ but the exam results are only in the top 20%, then it is plausible that the relatively weak exam performance happened because the subject is relatively lower in C (although still above average). This is under-achievement.
If population norms are not available, then an institution could simply place its candidates into relative order for their examination results compared with their performance in an IQ test. Any significant discrepancies in rank ordering between the two lists would suggest either over- or under-achieving. For example, an under-achiever might be ranked second out of 20 for IQ and 16 out of 20 for exam results.
The opposite situation – ‘over-performers’ – are those who have significantly higher ranked exam results than IQ test results. The interpretation is that over-performers are higher in C lower and lower in IQ (harder working but less intelligent).
Agreeableness versus Psychoticism and creativity
High IQ is required for revolutionary science, but high IQ people are not necessarily creative – indeed some people with the highest recorded IQs have been (apparently) uncreative. And creativity as well as high IQ is required by revolutionary scientists – indeed revolutionary science is one of the primary arenas of human creativity with iconic figures such as Newton, Darwin and Einstein [8].
Perhaps surprisingly, creativity has often been found to be predicted by moderately high levels of Eysenck’s personality trait of ‘Psychoticism’ [31]. The trait of Psychoticism has been well-validated [6] and [32]; high psychoticism combines low-Agreeableness (e.g., higher selfishness, independence from group norms), low Conscientiousness (for example impulsivity, sensation-seeking) with a style of cognition that involves fluent, associative and rapid production of many ideas. So, although a trait of low Psychoticism implies a rational and pro-social personality (which are usually highly desirable traits); moderately high Psychoticism is not merely antisocial but has positive aspects as well – since it has flavours of independence of spirit and a more spontaneous and fantasy-like mode of thinking. This style of cognition seems to be a basis for creativity.
The highest levels of Psychoticism are maladaptive (as the name implies) since the individuals’ behaviour is so impulsive as to render impossible any sustained effort, so antisocial as to be psychopathic (and lead to prison or expulsion from society) and their thought processes are so disorganized as to be psychotic with hallucinations, delusions and thought-disorder (and lead to incoherence, un-employability and perhaps hospitalization). But Eysenck showed that a moderately high degree of the trait of Psychoticism is associated with creativity (whether creativity is measured by achievement, by laboratory tests, or by measurement of creativity in psychosis-prone individuals [8], [31] and [32]). Moderately high Psychoticism is often a feature of individuals exhibiting the highest levels of achievement (not just in the sciences, but in the arts too) [8].
If the focus is revolutionary science, this makes sense in that setting science onto a new direction requires considerable independence from group norms, a certain selfish indifference to the feelings of others, as well as a mode of thinking which generates novelty. By contrast, a low Psychoticism individual would probably be too inclined to obey orders and too fearful to risk societal sanctions and too logical in their thought processes to generate and pursue disruptively original (i.e., creative) work. Low Psychoticism would therefore be a desirable trait for normal scientists, but undesirable for revolutionary scientists.
In conclusion, ‘genius’ probably entails moderately high Psychoticism. And, if correct, this has important implications for the selection of scientific personnel, since creativity is inversely correlated with Agreeableness and Conscientiousness. Therefore the modern type of scientific career structure – which enforces high levels of Conscientiousness, and which favours an Agreeable and socially compliant personality type – will not merely fail to select creative scientists: such a career structure will actually tend to exclude creative people.
Revolutionary science institutions should be selecting positively for high IQ and creativity/ moderately high Psychoticism
So, assuming that top level, elite scientific education and training institutions aim to select the highest levels of genius – i.e., those potential revolutionary scientists who are capable of changing the direction of their subjects – then modern selection methods and career structures will both need to change.
In the first place, elite institutions will need to know the IQ of applicants. As explained above, the particular value of IQ testing comes in identifying under-achievers whose high IQ is not reflected in high exam performance. These people may have lower Conscientiousness which impairs their performance at tasks which do not much interest or engage them. However, if their level of perseverance is sufficient to get them to the point of independent research, then their Conscientiousness may be high-enough to allow for very hard and sustained work at self-chosen problems which provide much more immediate reward. So that someone who found school and undergraduate college boring, and was thereby lacking motivation, may be altogether more driven when tackling a self-chosen problem. And selecting high IQ scientists of only-sufficiently-high Conscientiousness should also serve to increase the proportion of moderately high Psychoticism individuals – hence those who have the potential to become creative and revolutionary scientists.
Creativity cannot, at present, be directly selected-for. Although there are some psychological tests of creativity [6], [8], [31] and [32], these are of uncertain validity especially at predicting the high levels of creativity required by revolutionary science. However, elite scientific institutes could and certainly should avoid their present practice of (unintentionally) selecting against creativity.
For example many elite college application procedures (inadvertently) currently select against creativity when they ask for evidence of altruistic and sociable behaviours from their applicants – evidence of such activities as community service, participation in team sports, administrative responsibility, or memberships of drama or musical groups. Choosing the most ‘Agreeable’ students may make for a more pleasant and stimulating social environment and a more friendly and compliant student body. However, this strategy of excluding asocial or awkward individuals is a policy that is highly likely to lower the ceiling of achievement of the best science graduates.
On the other hand, less-selective ‘normal science’ educational and training institutions – who aim to educate and train personnel for reliable but more routine accomplishment at technical and administrative tasks, or functions that require close attention to detail – may be more legitimately interested in selecting for a higher average C – but inevitably at the cost of lower IQ. They may thus recruit a population of ‘overachiever’ students, whose attributes include the capacity for long hours of steady work; and such institutions may also wish to select for high Agreeableness which should improve the capacity for cooperative teamwork.
Whatever the aims of selection of scientific personnel might be – a combination of the results of examinations with IQ tests allows a more precise, informative and objective estimate of individual aptitudes than the current situation of using examinations alone.
Transcendental truth-seekers
In a nutshell, I am suggesting that:
1. Educational attainment depends on IQ × C; but IQ and C are not closely-correlated.
2. Modern education has progressively raised the floor for C (by lengthening the educational process and by changes in educational evaluation methods).
3. Educational attainment therefore nowadays increasingly rewards C in preference to IQ.
4. Yet revolutionary science still requires high levels of IQ, and the higher the better.
5. So, in revolutionary science where IQ is vital, selection of personnel should not be determined only or mainly by educational attainments; but this information needs to be supplemented with direct, formal IQ testing.
6. Furthermore, revolutionary science requires high levels of creativity; which are associated with moderately high Psychoticism trait – yet modern education and science selects very strongly in favour of Conscientiousness and Agreeableness and therefore enforces low Psychoticism.
7. So, the education, training and career structure of modern science tends to depress average IQ and cull creativity – which are the prime qualities requires for success in revolutionary science. Consequently, modern top scientists are likely to be less intelligent and creative than is desirable, and probably significantly less intelligent and creative than top scientists used to be.
In the past, the education and training of a scientist was a much shorter process – with many scientists reaching a position to do independent research by their middle-twenties. This shorter process imposed a much lower requirement for both Conscientiousness and Agreeableness – because for a moderately conscientious person the end was not impossibly remote and relatively few years of unpleasant effort provided access to desired goal, and a dis-Agreeable person did need to get along with a long series of bosses and their teams – any of whom might sabotage his career.
Also, in the past educational ability was more often measured using relatively-infrequent, timed and supervised, previously-unseen formal examinations during which the examinee would need to work fast to organize their knowledge. Such formal examinations are likely to be more ‘g-loaded’ (i.e., correlate more strongly with IQ) than the greater emphasis on frequent ‘course work’ which has characterized educational systems over recent decades – course work tends to reward Conscientiousness over IQ compared with formal exams and be preferred by more Conscientious and less intelligent students [33].
To return to the original question of why top scientists are so dull nowadays – the conclusion is that scientists are dull mainly because the progressive increase in the requirements for long-term plodding perseverance and social inoffensiveness has the effect of deterring, driving-out and failing to reward too many smart and creative potential scientists before they ever get a chance to engage in independent research. And maybe even more smart and interesting people are lost from science due later on to the requirement for so much planning and administration. Since the people who nowadays eventually emerge from the ever-lengthening pipeline of scientific training are quite different from the scientists of 50 years ago, they naturally tend to move science even further in the direction which created their own success. So that modern scientific leader often elevate the requirements for very long periods of tedious and scientifically-irrelevant activity, and judge scientists mainly by their capacity for steady and reliable production and teamwork. These requirements will tend to act against both creativity and intelligence.
It seem inevitable that the changes in selection process in science over the past several decades will have reduced both average IQ and creativity among those who have been through the full professional training process. Such changes would be expected particularly to damage performance in revolutionary science, but might even enhance performance in normal science where perseverance and sociability (assuming at least moderately high IQ) are likely to be more crucial to success. Indeed, this is presumably the reason why such changes have occurred, since the great majority of scientists are working in normal science, so the requirements of normal science therefore tend to dominate [2]. However, the magnitude of the effect on reducing IQ and creativity has not been measured and constitutes a subject deserving of future empirical study.
Instead of having an educational and career structure which selects for superhuman Conscientiousness and makes-do with whatever intelligence and creativity happen to be left-over; in revolutionary science we need a system which selects for superhuman intelligence and high creativity – and requires only enough Conscientiousness to ensure that independent scientists with a vocation for their work are motivated to put in the long, hard hours to solve those self-chosen problems that have come to enthral them, and only enough Agreeableness to exclude psychotics and psychopaths.
Selecting elite scientists on the basis of high and IQ and moderately high Psychoticism – implied by Eysenck’s research [8] – may sound like a recipe for disaster, since these ingredients resemble a formula for gifted charlatans and con artists. A further vital ingredient is necessary: that elite scientists must have a vocational devotion to transcendental values of truth. In his magisterial study of the pinnacles of human accomplishment [34], Charles Murray concluded that achievement of genius was nurtured by social systems in which transcendental values were a living presence. Great revolutionary science is therefore a product of transcendental truth-seeking individuals working in a truth-seeking milieu.
It is truth-seeking which distinguishes a great independent-spirited scientist from mere brilliant charlatans and confidence tricksters who seek nothing higher than to use professional science in pursuit of their own selfish ends. Of course, making such a distinction, i.e., detecting truth-seeking, requires a scientific system that explicitly and in practice values transcendental truth-seeking above social virtues of perseverance and sociability – and such a perspective is uncommon within science nowadays. Lacking the living presence of such transcendental values, science has lapsed back into valuing social virtues for their own sake, with peer approval as the highest court of appeal, the ultimate validation [35]. Unsurprisingly such a science will over-promote C and A, and undervalue IQ and creativity.
The problem is that the current scientific leadership themselves often lack the trait of truth-seeking, and would not be able to detect it in others. This implies that revolutionary science (or ‘pure’ science) may need to be rebuilt on the basis of a new ‘apostolic succession’ of truth-seekers; starting from that minority of intelligent and imaginative top scientists who have managed to buck the trends and land professional positions of high status and authority [36].
People characterized by very high IQ, and moderately high Psychoticism might well be regarded as brilliant, but too selfish, unstable and/or foolish for everyday social purposes. But strange and luminous fools seem to be precisely what is most needed for successful revolutionary science. And modern society needs a place where clever, antisocial, imaginative people can do good and be prevented from inflicting the social harm than can result from ability and fantasy unconstrained by common sense, generosity or sensitivity to group norms. Science should be one such place: a place which should welcome and nurture inspired oddballs – so long as they are also vocational truth-seekers.
Acknowledgements
Richard Lynn, Phil Rushton, Wendy Johnson and Ian Deary have all (sometime inadvertently) made extremely helpful contributions to this polemic – however they bear no responsibility whatsoever for the use I have made of their ideas and insights. Of course, the main intellectual debt is to the late Hans Eysenck, especially his book Genius: the natural history of creativity [8].
References
[1] B.G. Charlton, Why are scientists so dull?, Oxford Mag 281 (2008), pp. 7–8.
[2] B.G. Charlton and P. Andras, The ‘down-shifting’ of UK science, Med Hypotheses 70 (2008), pp. 465–472.
[3] A.L. Duckworth and M.E.P. Seligman, Self-discipline outdoes IQ in predicting academic performance of adolescents, Psychol Sci 12 (2005), pp. 939–944.
[4] A.L. Duckworth and M.E.P. Seligman, Self-discipline gives girls the edge, J Educ Psychol 98 (2006), pp. 198–208.
[5] A.L. Duckworth, C. Peterson, M.D. Matthews and D.R. Kelly, Grit: perseverance and passion for long term goals, J Personal Soc Psychol 92 (2007), pp. 1087–1101.
[6] G. Matthews, I.J. Deary and M.C. Whiteman, Personality traits, Cambridge University Press, Cambridge, UK (2003).
[7] M.R. Barrick and M.K. Mount, The big five personality dimensions and job performance: a meta analysis, Pers Psychol 44 (1991), pp. 1–26.
[8] H.J. Eysenck, Genius: the natural history of creativity, Cambridge University Press, Cambridge, UK (1995).
[9] T.S. Kuhn, The structure of scientific revolutions, Chicago University press, Chicago (1970).
[10] B.G. Charlton, Scientometric identification of elite ‘revolutionary science’ research institutions by analysis of trends in Nobel prizes 1947–2006, Med Hypotheses 68 (2007), pp. 931–934.
[11] D.J. de Solla Price, Little science, big science: and beyond, Columbia University Press, New York (1986).
[12] J. Ziman, Real science, Cambridge University Press, Cambridge, UK (2000).
[13] L.S. Gottfredson, Implications of cognitive differences in schooling within diverse societies. In: C.L. Frisby and C.R. Reynolds, Editors, Comprehensive handbook of multicultural school psychology, John Wiley and Sons, Hoboken, NJ, USA (2005).
[14] N.J. Mackintosh, IQ and human intelligence, Oxford University Press, Oxford (1998).
[15] A. Roe, The making of a scientist, Dodd, Mead and Company, New York (1952).
[16] R. Lynn and T. Vanhanen, IQ and global inequality, Washington Summit Publishers, Augusta, GA, USA (2006).
[17] L.M. Terman, The gifted group at mid-life: thirty-five years follow-up of the superior child, Stanford University Press, Stanford (1959).
[18] D. Lubinski, C.P. Benbow, R.M. Webb and A. Bleske-Recheck, Tracking exceptional human capital over two decades, Psychol Sci 17 (2006), pp. 194–199.
[19] R. Lynn, Dysgenics, Praeger, Westport, CT, USA (1996).
[20] D. Nettle, Intelligence and class mobility in the British population, Brit J Psychol 94 (2003), pp. 551–561.
[21] I.J. Deary, S. Strand, P. Smith and C. Fernandes, Intelligence and educational achievement, Intelligence 35 (2007), pp. 13–21.
[22] T. Chamorro-Premuzic and A. Furnham, Personality, intelligence and approaches to learning as predictors of academic performance, Personal Individ Diff 44 (2008), pp. 1596–1603.
[23] T. Chamorro-Premuzic and A. Furnham, Personality predicts academic performance, J Res Personal 37 (2003), pp. 319–338.
[24] M.C. O’Connor and S.V. Paunonen, Big five personality predictors of post-secondary academic performance, Personal Individ Diff 43 (2007), pp. 971–990.
[25] R.Y. Hong, S.V. Paunonen and H.P. Slade, Big five personality factors and the prediction of behaviour: a multitrait-multimethod approach, Personal Individ Diff 45 (2008), pp. 160–166.
[26] R. Lynn, The global bell curve, Washington Summit Publishers, Augusta, GA, USA (2008).
[27] D. Nettle, Personality: what makes you the way you are, Oxford University Press, Oxford, UK (2007).
[28] J. Moutafi, A. Furnham and L. Paltiel, Can personality factors predict intelligence?, Personal Individ Diff 38 (2004), pp. 1021–1033.
[29] I.J. Deary, Intelligence: a very short introduction, Oxford University Press, Oxford (2001).
[30] B.G. Charlton, Pioneering studies of IQ by GH Thomson and JF Duff, Med Hypotheses 71 (2008), pp. 625–628.
[31] H.J. Eysenck, The definition and measurement of Psychoticism, Personal Individ Diff 13 (1991), pp. 757–785.
[32] A. Stavridou and A. Furnham, The relationship between Psychoticism, trait creativity and the attentional mechanism of cognitive inhibition, Personal Individ Diff 21 (1996), pp. 143–153.
[33] T. Chammaro-Premuzic, A. Furnham, G. Disson and P. Heaven, Personality and preference for academic assessment, Learn Individ Diff 15 (2005), pp. 247–256.
[34] C. Murray, Human accomplishment. The pursuit of excellence in the arts and sciences 800 BC to 1950, HarperCollins, New York (2003).
[35] B.G. Charlton, Figureheads, ghost-writers and pseudonymous quant bloggers: the recent evolution of authorship in science publishing, Med Hypotheses 71 (2008), pp. 475–480.
[36] B.G. Charlton and P. Andras, The future of ‘pure’ medical science: the need for a new specialist professional research system, Med Hypotheses 65 (2005), pp. 419–425.
Subscribe to:
Posts (Atom)